| As
technology continues to rapidly advance, so do the number of patents
filed and issued. We have been actively involved in patent matters in a variety
of industries and technical fields. We have worked with professionals having academic and significant
practical experience in many technology disciplines, including engineering,
physics, chemistry, mathematics, life sciences, biotech, pharma, and computer
and information sciences. In viewing patent matters, we frequently examine
a variety of law and legal theories,
such as trade secret law and unfair competition, in order to help
understand and present complex legal and technical issues and to maximize recovery for our clients. Although we frequently encounter issues related to patents, we are not specialists in the field of patent law and collaborate with lawyers and law firms specializing in patent law when necessary or appropriate.
What is a Patent?
Types of Patents
Basic Patent Requirements (statutory
requirements, usefulness, novelty, non-obviousness)
How to Obtain a Patent - Filing a
Patent Application
Conducting a Patent Search
Patent Prosecution - What Happens
After I File a Patent Application?
When a Patent Issues
What does "Patent Pending" Mean?
Should I Apply for a Patent?
What is A Patent?
Patent law governs the protection of inventions.
A U.S. patent effectively grants the patent owner the right to exclude
others from making, using, or selling the patented invention anywhere
in the U.S. for the term of the patent. The underlying rationale
for patent law is to encourage inventors by rewarding them with
a limited monopoly over the inventions they create.
It is important to note that a patent only
grants the patent owner a right to exclude others from making or
using the invention - it does not necessarily give the patent owner
a right to make, use, or sell the patented invention. For example
an inventor may create and patent a new drug, but the drug must
still comply with federal regulations and receive approval from
the U.S. Food & Drug Administration before it may be sold or
distributed.
A patent owner may sue a person who makes,
uses, or sells the patented invention in federal court for patent
infringement. The patent owner may request an injunction to force
the defendant to stop the infringing activity. The patent owner
may also seek monetary damages.
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Types of Patents
There are three basic types of patent: utility, plant, and design.
A utility patent provides protection for useful inventions such
as processes (including business methods), machines, articles of
manufacture, or compositions of matter. A plant patent provides
protection for new types of asexually reproducible plants. A design
patent provides protection for novel, non-functional design elements.
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Patent Requirements
In order for an invention to be patentable it must be new or novel,
nonobvious, useful, and must satisfy statutory requirements,
Statutory Subject Matter Requirements
The U.S. patent statute is very broad concerning patentable subject
matter. The statute states that processes, machines, articles
of manufacture, and compositions of matter are patentable. New
microorganisms created through genetic engineering and new types
of are asexually reproducing plants are also protectable. Additionally,
non functional, purely ornamental designs are also patentable.
Business method were once deemed unpatentable
subject matter. However, the courts have allowed the patentability
of software and business methods patents, including internet or
electronic commerce method patents. However, it is important to
note, that such patents are still the subject of much debate.
The following, however, are not patentable
- abstract ideas, natural phenomena, and laws of nature.
Usefulness
The subject matter of the invention must serve some useful purpose.
For example, inventing a new chemical compound with no apparent
specific use may fail the usefulness requirement.
Novelty (Newness)
An invention must be "new" as defined in the patent
law. An invention will not be considered new or novel if 1) the
exact same invention has already been known to the public, 2)
the invention was publicly sold or used for more than one year
prior to the patent application filing, or 3) the invention was
described in a publication for more than year prior to the patent
application filing.
Nonobvious
An invention will not be patentable if after looking at prior
art (i.e. inventions, products, processes, etc.), would have been
obvious to a person with ordinary skill in the technical area
to which the invention relates. Put more simply, if a person in
the same area of expertise could have conceived of the same invention
after looking at previous and existing products or processes,
then the invention would be considered obvious and unpatentable.
Obviousness analysis is extremely complicated and involves careful
consideration of various factors.
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How to Obtain a Patent - Filing a
Patent Application
One obtains patent protection by filing a patent application and
paying a filing fee with the United States Patent and Trademark
Office (USPTO). A patent examiner will review the application and
decide whether the invention is patentable.
Only the inventor(s) of the invention may
file a patent application. Determining who the "inventor"
or "inventors" are may be a complicated issue requiring
consultation with a patent lawyer. It is important to distinguish
the inventor from the the patent owners. For example, the person
who only contributed financially to the invention may be the owner
of the invention, but is not the inventor (as in the case of a work
for hire).
A patent application consist of four basic
parts: the Specification, the Claims, Drawings (when necessary),
and Inventor's Oath.
The first part is the specification, which
is a written description of the invention. The specification must
be "enabling", meaning that the invention clearly and
completely described so that another person ordinarily skilled in
that area of expertise would be able to reproduce and use the invention.
In addition the specification must provide a specific embodiment
of the invention which provides the best means or mode operation
contemplated by the inventor. This is to prevent the inventor from
concealing from others the preferred embodiment of the invention.
Every patent must recite one or more "claims".
The claims basically short descriptions of the subject matter of
the invention and which define scope and breadth of patent protection.
They must be definite enough to provide a clear warning of what
constitutes infringement. Careful drafting of patent claims are
extremely important. Claims that are too broad are likely to be
rejected by a patent examiner as obvious or predictable. Claims
that are too narrow in scope may limit the scope of the patent's
protection and not prohibit competitors' similar inventions.
A patent application should also include
drawings (diagram, model, flowcharts, etc.) if necessary to describe
the invention. Drawings must include every feature specified in
the claim. The USPTO has strict drawing requirements. Many inventors
hire professional patent draftsman to create drawings.
Every patent application must contain a oath
by the inventor stating that he or she believe that she is the original
and first inventor of the invention described and claimed. The oath
must be notarized.
The drafting and filing of a patent application
is subject to numerous rules and nuances, and may prove to be a
very difficult process. As such, many inventors hire an patent attorney
to assist them in the patent process.
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Conducting a Patent Search
Because the patent application process is long and usually very
expensive, inventors should conduct a search of prior patents and
inventions, prior to filing a patent application, to see if there
invention, is in fact, novel or new. Searches should include patents
applications filed or issued with the USPTO. Many issued and published
patent applications can electronically searched online at www.uspto.gov.
Additionally, since many processes, products, or devices are never
filed with the patent office, searches should also include technical
documents, journal articles, and company databases. Some companies
offer search services for a fee. It should be noted however, that
a patent search is never 100% complete or accurate.
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Patent Prosecution - What Happens
After I File?
The examination process is a long one and may take years. When the
patent examiner determines that a patent is not patentable they
will send the patent applicant (or his/her appointed attorney) formal
letter known as the "first action" stating the reasons
for the rejection. The patent applicant then have the opportunity
to respond. Usually the applicant's attorney prepares an amendment
of claims and a response objecting to to the examiner's arguments
or stating why the amended patent application should be issued.
Amendments cannot add any new "matter" to the invention
as such additions would essentially create a new invention. The
patent examiner then reviews patent in light of the response and/or
amendment and decides whether or not to reject the invention. If
the examiner rejects patentability, the applicant usually abandons
the application or appeals the examiner's decision.
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When a Patent Issues
If a patent examiner approve patentability, they will mail a notice
of allowance to the applicant or his appointed attorney. At this
point the applicant must pay an issuance fee within 3 months of
the notice. The Patent Office will issue and mail the patent grant
to the applicant soon after payment is received and make the patent
public.
The patent owner must also pay a patent maintenance
fee at 3 and 1/2 years, 7 and 1/2 years, and 11 and 1/2 years from
the date the patent is granted. Failure to pay the fee may result
in expiration of the patent.
After a patent is issued, the patent owner
must mark the patented goods he or she makes or sells with the word
"Patent" followed by the patent number. Failure to do
so typically prevents a patent owner from recovering damages for
infringement, unless the patent notified the infringer.
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"Patent Pending"
Sometimes a patent owner will mark the words "patent pending"
on his goods to give notice to the public that a patent application
has been filed. The phrase has no legal effect otherwise.
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Should I Apply for a Patent
In some cases an inventor or business may not wish to file a patent
for their invention. The reason may be to keep the invention a secret
(patent applications are published and made public). By not disclosing
the invention, an inventor or business may be able protect the invention
as trade secret for a period greater than the typically 20 patent
year term. In contrast, a business may decide to publish an invention
without filing an application to merely prevent other individuals
or businesses from obtaining patent protection for the same invention.
These are important business decisions that should be carefully
considered with a patent lawyer.
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